FSREG provides regulatory services primarily to:

  • private equity, venture capital, real estate and hedge fund managers.
  • businesses operating in the¬†credit, investment, insurance and reinsurance sectors.
  • overseas regulated businesses looking to establish a subsidiary, branch or representative office in the United Kingdom.
  • foreign law firms and other professional services firms requiring regulatory advice on behalf of their clients.

Our regulatory services include assisting with:

  • the authorisation of financial services businesses by the Financial Conduct Authority (FCA) of the United Kingdom.
  • the establishment, marketing and operation of regulated and unregulated investment funds.
  • becoming an appointed representative (AR) acting under the FCA authorisation of another firm.
  • day-to-day compliance queries, regulatory changes and internal training.
  • the marketing of credit, investment, insurance and reinsurance products in the United Kingdom.
  • internal compliance reviews, investigations and complaints handling.
  • defending supervisory or enforcement proceedings commenced by the FCA or PRA.

Our fees are fixed and transparent and lower than most of our competitors.

Please contact our Managing Director Giuseppe Giusti ([email protected] +44 20 7502 6621) to find out more.